Disclosure Statement

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Disclosure Document

Authorised Financial Adviser

It is important that you read this document

What sort of adviser am I?

How can I help you?

 financial products provided by only 1 organisation:
 financial products provided by a small number of organisations (2 to 5 organisations):
 financial products provided by a broad range of organisations (more than 5 organisations).

 

Grant David Uridge
Registration No: FSP 86782
Company Name: Sydcam Limited
Trading Name: Plus Four Insurance Solutions
49 Rangoon Street, Khandallah, 6035 PO Box 29023, Ngaio, Wellington,

+64 43 04 976 1099

027 448 8689 [email protected]

This disclosure statement was prepared on: 21 May 2015

Version Number: 6

This information will help you to choose a financial adviser that best suits your needs. It will also provide some useful information about the financial adviser that you choose.

In addition to the information that I must disclose to you in this statement, I must also disclose other information to you in a separate disclosure statement (or statements), including information about the types of services that I provide, the fees that I charge, and any actual or potential conflicts of interest. If I have not provided that information to you at the same time as I give you this statement, I must provide it to you as soon as I can.

I am an Authorised Financial Adviser. This means I have been authorised by the Financial Markets Authority (the regulator that monitors financial advisers) to provide the financial adviser services described below.

I have been authorised to provide you with financial adviser services of the following categories:

  •   Insurance advice
  •   Investment planning services
  •   Financial adviceWhen I do this, I will be able to give you advice about:

PLUS 4 INSURANCE SOLUTIONS | PLUS4.CO.NZ

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How do I get paid for the services that I provide to you?

What are my obligations?

What should you do if something goes wrong?

Payment type

  •   Fees only
  •   Fees
  •   Commissions
  •   Extra payments from myemployer/principal
  •   Non-financial benefits from other organisations

Description

My services are only paid for by the fees that you pay. I do not receive payments from other people or organisations that might influence my advice.

My services are paid for by the fees that you pay as well as in other ways.

There are situations in which I will be paid by other organisations. How much that payment will be depends on the decisions that you make.

I may receive extra payments from my employer/principal depending upon the decisions that you make.

Other organisations may give me non-financial benefits depending on the decisions that you make.

I am required to tell you the specific fees, commissions, extra payments, and other benefits that I have received or will, or may, receive in relation to the services that I provide to you. I must tell you these things before I give you advice or, if that is not practicable, as soon as practicable after I give you that advice.

As an Authorised Financial Adviser, I must comply with the Code of Professional Conduct for Authorised Financial Advisers. I also have other obligations under the Financial Advisers Act 2008 including regulations made under that Act) and under the general law.

If you have a problem, concern, or complaint about any part of my service, please tell me so that I can try to fix the problem.

If we cannot agree on how to fix the issue, or if you decide not to use the internal complaints scheme, you can contact The ISO Insurance and Savings Ombudsmen Scheme. This service will cost you nothing, and will help us resolve any disagreements.

My Participant Number:

Contact: Address:

Telephone: Website: Email address:

1001261

The ISO Insurance & Savings Ombudsman Scheme Incorporated Office of the ISO
PO Box 10-845
Wellington 6145

0800 347 257

www.iombudsman.org.nz [email protected]

PLUS 4 INSURANCE SOLUTIONS | PLUS4.CO.NZ

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If you need to know more, where can you get more information?

How am I regulated by the Government?

Declaration

If you have a question about anything in this disclosure statement or you would like to know anything more about me, please ask me.

If you have a question about financial advisers generally, you can contact the Financial Markets Authority.

You can check that I am a registered financial services provider and an Authorised Financial Adviser at

http://www.fspr.govt.nz

The Financial Markets Authority authorises and regulates financial advisers. Contact the Financial Markets Authority for more information, including financial tips and warnings.

You can report information or complain about my conduct to the Financial Markets Authority, but in the event of a disagreement, you may choose to first use the dispute resolution procedures described above (under ‘What should you do if something goes wrong?’).

I, Grant Uridge, declare that, to the best of my knowledge and belief, the information contained in this disclosure statement is true and complete and complies with the disclosure requirements in the Financial Advisers Act 2008 and the Financial Advisers (Disclosure) Regulations 2010.

Signed: Date:

PLUS 4 INSURANCE SOLUTIONS | PLUS4.CO.NZ

Download a copy of this Disclosure Statement